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ASK Advisors- About

We offer several corporate finance and securities services for nanocap or microcap public companies, including financial statement reporting (10-K, 10-Q, 8-K, Form 10, etc.), secondary offerings, private investments in public equity (PIPEs) documentation, and merger/spin-off strategies.

 

We assist micro and small-cap private and public companies, including smaller reporting companies and emerging growth companies, to navigate the regulatory landscape and effectively deal with the SEC, FINRA, DTC, OTC Markets, NASDAQ the NYSE.

 

We are experienced in traditional and reverse mergers, roll-ups, direct public offerings, initial public offerings (IPOs), private placements, blue sky compliance, OTC Markets, OTCQB, OTCQX, Alternative Reporting Issuers, Forms 10, S-1, S-3, S-4, S-8, Reg A+, SEC filings such as 10-K,10-Q, 8-K, 14-C, 14-A, Forms 3, 4, and 5, Schedule 13D and 13G, equity lines, convertible notes, PIPE transactions, 3(a)(10), 3(a)(9), Rule 144 opinions, 15c-211 applications, board of director and audit, compensation and nominating committee issues.

$164.2
Million

Raised

12

Employees

72

Clients

98.1%

Success
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